Form 4 for HPE Hewlett Packard Enterprise
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001062993-21-012831 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-13 | 2021-12-10 | HPE | MacDonald Neil B | SVP, GM of Compute | M - OptEx | $15.21 | +43.0K | 45.5K | +1,660% | +$653.3K |
| DM | 2021-12-13 | 2021-12-10 | HPE | MacDonald Neil B | SVP, GM of Compute | F - Tax | $15.21 | -14.9K | 34.0K | -30% | -$226.0K |
| D | 2021-12-13 | 2021-12-13 | HPE | MacDonald Neil B | SVP, GM of Compute | S - Sale+OE | $15.17 | -16.5K | 39.6K | -29% | -$250.1K |
| D | 2021-12-13 | 2021-12-09 | HPE | MacDonald Neil B | SVP, GM of Compute | A - Grant | — | +97.5K | 97.5K | New | — |
| DM | 2021-12-13 | 2021-12-10 | HPE | MacDonald Neil B | SVP, GM of Compute | M - OptEx | — | -40.4K | 42.7K | -49% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-10 | M | A | 8,236 | $15.21 | 36,227.70 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-10 | F | D | 2,849 | $15.21 | 33,378.70 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-13 | S | D | 16,486 | $15.17 | 39,603.70 | D | — | — | (F6) The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21. |
| 4 | Common | Common Stock | 2021-12-10 | F | D | 243 | $15.21 | 56,089.70 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-10 | M | A | 702 | $15.21 | 56,332.70 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-10 | F | D | 7,133 | $15.21 | 55,630.70 | D | — | — | |
| 7 | Common | Common Stock | 2021-12-10 | M | A | 20,627 | $15.21 | 62,763.70 | D | — | — | |
| 8 | Common | Common Stock | 2021-12-10 | F | D | 317 | $15.21 | 42,136.70 | D | — | — | |
| 9 | Common | Common Stock | 2021-12-10 | M | A | 914 | $15.21 | 42,453.70 | D | — | — | |
| 10 | Common | Common Stock | 2021-12-10 | F | D | 4,003 | $15.21 | 41,539.70 | D | — | — | |
| 11 | Common | Common Stock | 2021-12-10 | M | A | 902 | $15.21 | 34,280.70 | D | — | — | |
| 12 | Common | Common Stock | 2021-12-10 | F | D | 312 | $15.21 | 33,968.70 | D | — | — | |
| 13 | Common | Common Stock | 2021-12-10 | M | A | 11,574 | $15.21 | 45,542.70 | D | — | — | |
| 14 | Derivative | Restricted Stock Units | 2021-12-09 | A | A | 97,529 | — | 97,529 | D | — · — to — | 97,529 Common Stock | (F5) On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 15 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 11,574 | — | 12,487 | D | — · — to — | 11,574 Common Sstock | (F3) As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 914 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3866 due to fractional rounding of the dividend. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 16 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 8,236 | — | 0 | D | — · — to — | 8,236 Common Stock | (F2) As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 902 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1250 due to fractional rounding of the dividend. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 17 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 20,627 | — | 42,655 | D | — · — to — | 20,627 Common Stock | (F4) As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.16530 due to fractional rounding of the dividend. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |