Form 4 for JXN Jackson Financial Inc.
Accepted 2021-12-15 00:00:00 ET · period of report 2021-12-14 · accession 0001062993-21-012948 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-15 | 2021-12-14 | JXN | Kirkland Derek G | Dir | P - Purchase | $38.14 | +6,500 | 19.2K | +51% | +$247.9K |
| DM | 2021-12-15 | 2021-10-04+ | JXN | Kirkland Derek G | Dir | A - Grant | $0.4932 | +281.67 | 278 | New | +$138.91 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-14 | P | A | 5,500 | $38.05 | 18,161.07 | I Family Trust | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $37.53 to $38.40, inclusive. Mr. Kirkland undertakes to provide to Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Footnote. (F2) These shares are held by The Kirkland Family Trust DTD 3/26/10, where Mr. Kirkland and his spouse are grantors, beneficiaries and trustees. |
| 2 | Common | Common Stock | 2021-12-14 | P | A | 1,000 | $38.63 | 19,161.07 | I Family Trust | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $38.55 to $38.71, inclusive. Mr. Kirkland undertakes to provide to Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Footnote. (F2) These shares are held by The Kirkland Family Trust DTD 3/26/10, where Mr. Kirkland and his spouse are grantors, beneficiaries and trustees. |
| 3 | Derivative | Restricted Share Units | 2021-12-09 | A | A | 3.67 | $37.85 | 3.67 | D | — · — to — | 3.67 Common Stock | (F5) Acquired Restricted Share Units due to dividend reinvestment pursuant to terms of the Jackson Financial Inc. 2021 Omnibus Incentive Plan. (F6) The Restricted Share Units will fully vest on the one year anniversary of the grant date, October 4, 2022. |
| 4 | Derivative | Restricted Share Units | 2021-10-04 | A | A | 278 | $0.00 | 278 | D | — · — to — | 278 Common Stock | (F4) As part of annual director compensation for the service period September 13, 2021 - May 31, 2022, participant elected to receive the equity component in Restricted Share Units (RSUs) for the service period September 13, 2021 - September 30, 2021, subject to the Director's continued service through such date. The RSUs will fully vest on the one year anniversary of the grant date, October 4, 2022. The RSUs shall be paid out in common stock on a 1-1 basis. |