Form 4 for HPE Hewlett Packard Enterprise
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-14 · accession 0001062993-21-013057 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-16 | 2021-12-15 | HPE | Ricci Jeff T | SVP, Ctrl, PAO | F - Tax | $14.79 | -1,240 | 0 | -100% | -$18.3K |
| D | 2021-12-16 | 2021-12-14 | HPE | Ricci Jeff T | SVP, Ctrl, PAO | S - Sale+OE | $14.55 | -30.9K | 0 | -100% | -$450.3K |
| D | 2021-12-16 | 2021-12-15 | HPE | Ricci Jeff T | SVP, Ctrl, PAO | M - OptEx | $14.79 | +1,240 | 1,240 | New | +$18.3K |
| D | 2021-12-16 | 2021-12-15 | HPE | Ricci Jeff T | SVP, Ctrl, PAO | M - OptEx | — | -1,240 | 35.7K | -3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | F | D | 1,240 | $14.79 | 0 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-14 | S | D | 30,947 | $14.55 | 0 | D | — | — | (F1) The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21. |
| 3 | Common | Common Stock | 2021-12-15 | M | A | 1,240 | $14.79 | 1,240 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 1,240 | — | 35,728 | D | — · — to — | 1,240 Common Stock | (F3) As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |