Form 4 for HPE Hewlett Packard Enterprise
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-15 · accession 0001062993-21-013058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-16 | 2021-12-15 | HPE | ROBBIATI TAREK | EVP, CFO | M - OptEx | $14.79 | +119.6K | 344.0K | +53% | +$1.77M |
| DM | 2021-12-16 | 2021-12-15 | HPE | ROBBIATI TAREK | EVP, CFO | F - Tax | $14.79 | -138.4K | 284.7K | -33% | -$2.05M |
| D | 2021-12-16 | 2021-12-15 | HPE | ROBBIATI TAREK | EVP, CFO | A - Grant | $14.79 | +159.5K | 303.5K | +111% | +$2.36M |
| D | 2021-12-16 | 2021-12-15 | HPE | ROBBIATI TAREK | EVP, CFO | M - OptEx | — | -119.6K | 119.6K | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | M | A | 119,629 | $14.79 | 344,005 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-15 | F | D | 79,083 | $14.79 | 224,376 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-15 | F | D | 59,313 | $14.79 | 284,692 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-15 | A | A | 159,504 | $14.79 | 303,459 | D | — | — | (F1) On 03/15/21 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest over a three year period subject to performance and are issued in Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 119,629 | — | 119,628 | D | — · — to — | 119,629 Common Stock | (F3) As previously reported, on 03/15/21 the reporting person was granted 233,645 Restricted Stock Units ("RSUs"), 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,807 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9838 due to fractional rounding of the dividend. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |