Form 4 for HUM Humana
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001062993-21-013073 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-17 | 2021-12-15 | HUM | Deshpande Samir | CIO | M - OptEx | $0.00 | +1,136 | 6,748 | +20% | $0 |
| DM | 2021-12-17 | 2021-12-15 | HUM | Deshpande Samir | CIO | F - Tax | $459.85 | -514 | 6,564 | -7% | -$236.4K |
| DM | 2021-12-17 | 2021-12-15 | HUM | Deshpande Samir | CIO | M - OptEx | $0.00 | -1,136 | 701 | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2021-12-15 | M | A | 380 | $0.00 | 6,944 | D | — | — | |
| 2 | Common | Humana Common | 2021-12-15 | F | D | 172 | $459.85 | 6,772 | D | — | — | |
| 3 | Common | Humana Common | 2021-12-15 | M | A | 350 | $0.00 | 7,122 | D | — | — | |
| 4 | Common | Humana Common | 2021-12-15 | F | D | 158 | $459.85 | 6,964 | D | — | — | |
| 5 | Common | Humana Common | 2021-12-15 | M | A | 406 | $0.00 | 6,748 | D | — | — | |
| 6 | Common | Humana Common | 2021-12-15 | F | D | 184 | $459.85 | 6,564 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 406 | $0.00 | 0 | D | — · — to — | 406 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F7) Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21. |
| 8 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 380 | $0.00 | 380 | D | — · — to — | 380 Humana Common | (F6) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F8) Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. |
| 9 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 350 | $0.00 | 701 | D | — · — to — | 350 Humana Common | (F6) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F9) Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |