Form 4 for HUM Humana
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001062993-21-013089 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-17 | 2021-12-15 | HUM | Schick Susan D. | Seg Pres. Grp, Military Bus | M - OptEx | $0.00 | +2,030 | 1,959 | New | $0 |
| DM | 2021-12-17 | 2021-12-15 | HUM | Schick Susan D. | Seg Pres. Grp, Military Bus | F - Tax | $459.85 | -763 | 1,770 | -30% | -$350.9K |
| DM | 2021-12-17 | 2021-12-15 | HUM | Schick Susan D. | Seg Pres. Grp, Military Bus | M - OptEx | $0.00 | -2,030 | 238 | -90% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2021-12-15 | M | A | 1,603 | $0.00 | 2,372 | D | — | — | |
| 2 | Common | Humana Common | 2021-12-15 | F | D | 87 | $459.85 | 1,872 | D | — | — | |
| 3 | Common | Humana Common | 2021-12-15 | M | A | 238 | $0.00 | 843 | D | — | — | |
| 4 | Common | Humana Common | 2021-12-15 | F | D | 74 | $459.85 | 769 | D | — | — | |
| 5 | Common | Humana Common | 2021-12-15 | F | D | 602 | $459.85 | 1,770 | D | — | — | |
| 6 | Common | Humana Common | 2021-12-15 | M | A | 189 | $0.00 | 1,959 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 1,603 | $0.00 | 1,603 | D | — · — to — | 1,603 Humana Common | (F2) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F4) Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward. |
| 8 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 189 | $0.00 | 379 | D | — · — to — | 189 Humana Common | (F2) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F5) Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward. |
| 9 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 238 | $0.00 | 238 | D | — · — to — | 238 Humana Common | (F2) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F3) Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward. |