Form 4 for DG Dollar General
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001062993-21-013139 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-12-15 | DG | ELLIOTT ANITA C | SVP, CAO | M - OptEx | $74.72 | +5,000 | 19.5K | +34% | +$373.6K |
| D | 2021-12-17 | 2021-12-15 | DG | ELLIOTT ANITA C | SVP, CAO | S - Sale+OE | $226.15 | -5,000 | 14.5K | -26% | -$1.13M |
| D | 2021-12-17 | 2021-12-15 | DG | ELLIOTT ANITA C | SVP, CAO | M - OptEx | $0.00 | -5,000 | 5,002 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | M | A | 5,000 | $74.72 | 19,546 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-15 | S | D | 5,000 | $226.15 | 14,546 | D | — | — | (F1) The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $225.96 to $226.36, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-15 | M | D | 5,000 | $0.00 | 5,002 | D | $74.72 · — to 2025-03-17 | 5,000 Common Stock | (F3) Represents 2 options that vested on April 1, 2017 and 2,500 options that vested on each of April 1, 2018 and April 1, 2019. (F2) The option vested as to 2,502 shares on April 1, 2016 and as to 2,498 shares on April 1, 2017. |