Form 4 for HPE Hewlett Packard Enterprise
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001062993-21-013177 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-17 | 2021-12-15 | HPE | SCHULTZ JOHN F | EVP, COLO | M - OptEx | $14.79 | +11.7K | 161.2K | +8% | +$173.8K |
| DM | 2021-12-17 | 2021-12-15 | HPE | SCHULTZ JOHN F | EVP, COLO | F - Tax | $14.79 | -11.7K | 155.8K | -7% | -$173.8K |
| DM | 2021-12-17 | 2021-12-15 | HPE | SCHULTZ JOHN F | EVP, COLO | M - OptEx | — | -11.7K | 38.1K | -24% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | M | A | 4,788 | $14.79 | 160,616.88 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-15 | F | D | 4,788 | $14.79 | 155,828.88 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-15 | F | D | 1,557 | $14.79 | 155,828.88 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-15 | M | A | 1,557 | $14.79 | 157,385.88 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-15 | F | D | 5,404 | $14.79 | 155,828.88 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-15 | M | A | 5,404 | $14.79 | 161,232.88 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 5,404 | — | 132,652.71 | D | — · — to — | 5,404 Common Stock | (F2) As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 4,778 | — | 118,204 | D | — · — to — | 4,778 Common Stock | (F4) As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 57,081 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 1,557 | — | 38,117 | D | — · — to — | 1,557 Common Stock | (F3) As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |