Form 4 for HPE Hewlett Packard Enterprise
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001062993-21-013178 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-12-15 | HPE | Rothman Irv | Pres, CEO Financial Services | F - Tax | $14.79 | -1,461 | 70.1K | -2% | -$21.6K |
| D | 2021-12-17 | 2021-12-15 | HPE | Rothman Irv | Pres, CEO Financial Services | M - OptEx | $14.79 | +1,461 | 71.6K | +2% | +$21.6K |
| D | 2021-12-17 | 2021-12-15 | HPE | Rothman Irv | Pres, CEO Financial Services | M - OptEx | — | -1,461 | 32.7K | -4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | F | D | 1,461 | $14.79 | 70,115 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-15 | M | A | 1,461 | $14.79 | 71,576 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 1,461 | — | 32,664 | D | — · — to — | 1,461 Common stock | (F2) As previously reported, on 12/10/20 the reporting person was granted 49,505 Restricted Stock Units ("RSUs"), 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |