Form 4 for HPE Hewlett Packard Enterprise
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001062993-21-013179 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-17 | 2021-12-15 | HPE | MAY ALAN RICHARD | EVP, CHRO | M - OptEx | $14.79 | +4,638 | 313.9K | +1% | +$68.6K |
| DM | 2021-12-17 | 2021-12-15 | HPE | MAY ALAN RICHARD | EVP, CHRO | F - Tax | $14.79 | -4,638 | 310.5K | -1% | -$68.6K |
| DM | 2021-12-17 | 2021-12-15 | HPE | MAY ALAN RICHARD | EVP, CHRO | M - OptEx | — | -4,638 | 89.8K | -5% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | M | A | 1,278 | $14.79 | 311,778 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-15 | M | A | 3,360 | $14.79 | 313,860 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-15 | F | D | 3,360 | $14.79 | 310,500 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-15 | F | D | 1,278 | $14.79 | 310,500 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 1,278 | — | 32,779 | D | — · — to — | 1,278 Common Stock | (F2) As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 3,360 | — | 89,772 | D | — · — to — | 3,360 Common Stock | (F3) As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |