Form 4 for INTU Intuit
Accepted 2021-12-21 00:00:00 ET · period of report 2021-12-17 · accession 0001062993-21-013320 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-21 | 2021-12-17 | INTU | SMITH BRAD D | Executive COB, Dir | M - OptEx | $0.00 | +547 | 407.4K | +0.1% | $0 |
| D | 2021-12-21 | 2021-12-17 | INTU | SMITH BRAD D | Executive COB, Dir | F - Tax | $620.27 | -547 | 407.1K | -0.1% | -$339.3K |
| DM | 2021-12-21 | 2021-12-17 | INTU | SMITH BRAD D | Executive COB, Dir | M - OptEx | $0.00 | -547 | 704 | -44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-17 | M | A | 209 | $0.00 | 407,655 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-17 | F | D | 547 | $620.27 | 407,121 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-17 | M | A | 2 | $0.00 | 407,668 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-17 | M | A | 11 | $0.00 | 407,666 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-17 | M | A | 325 | $0.00 | 407,446 | D | — | — | |
| 6 | Derivative | Restricted Stock Unit - performance-based | 2021-12-17 | M | D | 209 | $0.00 | 9,459 | D | — · — to — | 209 Common Stock | (F4) Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance. (F1) 1-for-1 (F5) Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2023. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. (F3) Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. |
| 7 | Derivative | Restricted Stock Unit (MSPP Matching Unit) | 2021-12-17 | M | D | 2 | $0.00 | 259 | D | — · 2024-08-13 to — | 2 Common Stock | (F1) 1-for-1 (F6) Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. (F3) Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. |
| 8 | Derivative | Restricted Stock Unit - performance-based | 2021-12-17 | M | D | 325 | $0.00 | 13,705 | D | — · — to — | 325 Common Stock | (F4) Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance. (F1) 1-for-1 (F2) Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2022. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. (F3) Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. |
| 9 | Derivative | Restricted Stock Unit (MSPP Matching Unit) | 2021-12-17 | M | D | 11 | $0.00 | 704 | D | — · 2022-08-09 to — | 11 Common Stock | (F1) 1-for-1 (F6) Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. (F3) Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. |