Form 4 for DELL Dell Technologies

Accepted 2021-12-28 00:00:00 ET · period of report 2021-12-26 · accession 0001062993-21-013597 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-12-28	2021-12-26	DELL	DORMAN DAVID W	Dir	A - Grant	$0.00	+1,417	175.8K	+0.8%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class C Common Stock	2021-12-26	A	A	1,417	$0.00	175,779	D	—	—	(F2) On November 1, 2021, the Issuer completed a special distribution of all of the shares of common stock of its former subsidiary, VMware, Inc., that it beneficially owned to its stockholders on a pro rata basis (the "Transaction"). In connection with the Transaction, the Issuer implemented an equitable adjustment to outstanding equity awards held by participants in the Issuer's 2013 Stock Incentive Plan in accordance with the terms of the plan, as a result of which (a) 8,976 DSUs previously reported by the reporting person were adjusted to a total of 17,669 DSUs (including in such amount the Post-Adjustment DSUs) and (b) 2,162 restricted stock units ("RSUs") previously reported by the reporting person were adjusted to a total of 4,255 RSUs. Following the adjustment and cancellation referred to above, the reporting person now beneficially owns 16,252 DSUs and 4,255 RSUs.