Form 4 for HPE Hewlett Packard Enterprise
Accepted 2021-12-29 00:00:00 ET · period of report 2021-12-27 · accession 0001062993-21-013614 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-29 | 2021-12-27+ | HPE | Neri Antonio F | Pres, CEO | S - Sale+OE | $15.98 | -324.1K | 832.5K | -28% | -$5.18M |
| DM | 2021-12-29 | 2021-12-27+ | HPE | Neri Antonio F | Pres, CEO | M - OptEx | $12.36 | +324.1K | 1.15M | +39% | +$4.01M |
| DM | 2021-12-29 | 2021-12-27+ | HPE | Neri Antonio F | Pres, CEO | M - OptEx | $0.00 | -324.1K | 315.0K | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-28 | S | D | 315,004 | $15.98 | 832,518 | D | — | — | (F3) The price in Column 4 is a weighted average price of $15.975174. The prices actually paid ranged from $15.95 to $16.0450. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 2 | Common | Common Stock | 2021-12-27 | S | D | 9,088 | $15.96 | 832,518 | D | — | — | (F2) The price in Column 4 is a weighted average price of $15.955093. The prices actually paid ranged from $15.95 to $15.97. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 3 | Common | Common Stock | 2021-12-27 | M | A | 9,088 | $12.36 | 841,606 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-28 | M | A | 315,004 | $12.36 | 1,147,522 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-12-28 | M | D | 315,004 | $0.00 | 0 | D | $12.36 · 2015-12-10 to 2022-12-10 | 315,004 Common Stock | (F4) As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments. (F5) This option became exercisable beginning on this date. (F6) This option is no longer exercisable beginning on this date. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-12-27 | M | D | 9,088 | $0.00 | 315,004 | D | $12.36 · 2015-12-10 to 2022-12-10 | 9,088 Common Stock | (F4) As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments. (F5) This option became exercisable beginning on this date. (F6) This option is no longer exercisable beginning on this date. |