Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2022-01-04 00:00:00 ET · period of report 2022-01-03 · accession 0001062993-22-000154 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2022-01-03 | ALSN | Graziosi David S. | COB, CEO | F - Tax | $36.35 | -50.8K | 355.1K | -13% | -$1.85M |
| DM | 2022-01-04 | 2022-01-03 | ALSN | Graziosi David S. | COB, CEO | M - OptEx | — | +124.1K | 405.9K | +44% | — |
| DM | 2022-01-04 | 2022-01-03 | ALSN | Graziosi David S. | COB, CEO | M - OptEx | $0.00 | -124.1K | 26.8K | -82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | F | D | 50,783 | $36.35 | 355,069 | D | — | — | (F2) Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs. |
| 2 | Common | Common Stock | 2022-01-03 | M | A | 97,340 | — | 379,084 | D | — | — | (F1) Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 3 | Common | Common Stock | 2022-01-03 | M | A | 26,768 | — | 405,852 | D | — | — | (F1) Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 4 | Derivative | Performance Stock Units | 2022-01-03 | M | D | 97,340 | $0.00 | 97,342 | D | — · — to — | 97,340 Common Stock | (F1) Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |
| 5 | Derivative | Performance Stock Units | 2022-01-03 | M | D | 26,768 | $0.00 | 26,769 | D | — · — to — | 26,768 Common Stock | (F1) Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. |