Form 4 for BALL Ball Corporation
Accepted 2022-02-02 00:00:00 ET · period of report 2022-01-31 · accession 0001062993-22-002319 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-02 | 2022-01-31 | BALL | BAKER CHARLES E | VP, GEN COUNSEL, CORP SEC | F - Tax | $97.10 | -3,623 | 181.7K | -2% | -$351.8K |
| D | 2022-02-02 | 2022-01-31 | BALL | BAKER CHARLES E | VP, GEN COUNSEL, CORP SEC | M - OptEx | $97.10 | +11.7K | 185.4K | +7% | +$1.13M |
| D | 2022-02-02 | 2022-01-31 | BALL | BAKER CHARLES E | VP, GEN COUNSEL, CORP SEC | M - OptEx | $0.00 | -7,483 | 16.1K | -32% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-31 | F | D | 3,623 | $97.10 | 181,733.27 | D | — | — | (F3) Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. (F2) The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| 2 | Common | Common Stock | 2022-01-31 | M | A | 11,652 | $97.10 | 185,356.27 | D | — | — | (F1) Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. (F2) The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| 3 | Derivative | Restricted Stock Units | 2022-01-31 | M | D | 7,483 | $0.00 | 16,095 | D | — · — to — | 7,483 Common Stock | (F2) The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. (F7) Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. (F8) Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. |