Form 4 for OTIS Otis Worldwide
Accepted 2022-02-07 00:00:00 ET · period of report 2022-02-04 · accession 0001062993-22-002919 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-07 | 2022-02-04 | OTIS | KEARNEY CHRISTOPHER J | Dir | F - Tax | $82.44 | -10.7K | 18.0K | -37% | -$878.6K |
| DM | 2022-02-07 | 2022-02-04 | OTIS | KEARNEY CHRISTOPHER J | Dir | M - OptEx | — | +28.6K | 15.4K | New | — |
| DM | 2022-02-07 | 2022-02-04 | OTIS | KEARNEY CHRISTOPHER J | Dir | M - OptEx | $0.00 | -28.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-04 | F | D | 4,714 | $82.44 | 10,706 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-04 | M | A | 13,221 | — | 23,927 | D | — | — | (F2) Restricted stock units (RSUs) convert into common stock on a one for one basis. |
| 3 | Common | Common Stock | 2022-02-04 | M | A | 15,420 | — | 15,420 | D | — | — | (F2) Restricted stock units (RSUs) convert into common stock on a one for one basis. |
| 4 | Common | Common Stock | 2022-02-04 | F | D | 5,943 | $82.44 | 17,984 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-02-04 | M | D | 15,420 | $0.00 | 0 | D | — · — to — | 15,420 Common Stock | (F2) Restricted stock units (RSUs) convert into common stock on a one for one basis. (F3) These RSUs, which were granted when the reporting person served as the issuer's Executive Chair, fully vested when the reporting person's employment with the issuer ceased. The reporting person continues to serve on the issuer's Board as a non-employee director. The RSUs included the right to right dividend equivalents credited as additional RSUs. |
| 6 | Derivative | Restricted Stock Units | 2022-02-04 | M | D | 13,221 | $0.00 | 0 | D | — · — to — | 13,221 Common Stock | (F2) Restricted stock units (RSUs) convert into common stock on a one for one basis. (F3) These RSUs, which were granted when the reporting person served as the issuer's Executive Chair, fully vested when the reporting person's employment with the issuer ceased. The reporting person continues to serve on the issuer's Board as a non-employee director. The RSUs included the right to right dividend equivalents credited as additional RSUs. |