Form 4 for AGNC AGNC Investment Corp.
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-11 · accession 0001062993-22-004481 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-15 | 2022-02-15 | AGNC | Kain Gary D | Dir, Executive COB | F - Tax | $13.85 | -232.0K | 1.83M | -11% | -$3.21M | |
| 2022-02-15 | 2022-02-11 | AGNC | Kain Gary D | Dir, Executive COB | S - Sale | $14.10 | -400.0K | 2.07M | -16% | -$5.64M | |
| I | 2022-02-15 | 2022-02-11 | AGNC | Kain Gary D | Dir, Executive COB | S - Sale | $14.10 | -200.0K | 667.9K | -23% | -$2.82M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | F | D | 232,034 | $13.85 | 1,834,144.10 | D | — | — | (F3) Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. |
| 2 | Common | Common Stock | 2022-02-11 | S | D | 400,000 | $14.10 | 2,066,178.10 | D By family trust | — | — | (F1) The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $13.99 to $14.26, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. (F2) Includes 16,446 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. |
| 3 | Common | Common Stock | 2022-02-11 | S | D | 200,000 | $14.10 | 667,920 | I | — | — | (F1) The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $13.99 to $14.26, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |