Form 4 for AIN ALBANY INTERNATIONAL CORP /DE/
Accepted 2022-03-01 00:00:00 ET · period of report 2022-02-28 · accession 0001062993-22-006059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-01 | 2022-03-01 | AIN | Hansen Robert Alan | SVP, CTO | M - OptEx | $0.00 | +4,311 | 827 | New | $0 |
| DM | 2022-03-01 | 2022-03-01 | AIN | Hansen Robert Alan | SVP, CTO | D - Sale to Iss | $85.69 | -4,311 | 0 | -100% | -$369.4K |
| DI | 2022-03-01 | 2022-02-28 | AIN | Hansen Robert Alan | SVP, CTO | I - Discretionary | $87.79 | -2,450 | 0 | -100% | -$215.1K |
| DM | 2022-03-01 | 2022-03-01 | AIN | Hansen Robert Alan | SVP, CTO | M - OptEx | $0.00 | -4,311 | 1,870 | -70% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-01 | M | A | 884 | $0.00 | 884 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 2 | Common | Class A Common Stock | 2022-03-01 | D | D | 884 | $85.69 | 0 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 3 | Common | Class A Common Stock | 2022-03-01 | M | A | 917 | $0.00 | 917 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 4 | Common | Class A Common Stock | 2022-03-01 | D | D | 917 | $85.69 | 0 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 5 | Common | Class A Common Stock | 2022-03-01 | M | A | 935 | $0.00 | 935 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 6 | Common | Class A Common Stock | 2022-03-01 | M | A | 748 | $0.00 | 748 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 7 | Common | Class A Common Stock | 2022-03-01 | D | D | 748 | $85.69 | 0 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 8 | Common | Class A Common Stock | 2022-03-01 | M | A | 827 | $0.00 | 827 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 9 | Common | Class A Common Stock | 2022-03-01 | D | D | 827 | $85.69 | 0 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 10 | Common | Class A Common Stock | 2022-02-28 | I | D | 2,450 | $87.79 | 0 | I By 401(k) | — | — | |
| 11 | Common | Class A Common Stock | 2022-03-01 | D | D | 935 | $85.69 | 0 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 12 | Derivative | Phantom Stock Units | 2022-03-01 | M | D | 748 | $0.00 | 2,244 | D | — · 2021-03-01 to — | 2,992 Class A Common Stock | (F8) Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F9) 748 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2021. |
| 13 | Derivative | Phantom Stock Units | 2022-03-01 | M | D | 827 | $0.00 | 3,309 | D | — · 2022-03-01 to — | 4,136 Class A Common Stock | (F10) Phantom Stock Units granted on February 24, 2022 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F11) 827 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2022. |
| 14 | Derivative | Phantom Stock Units | 2022-03-01 | M | D | 884 | $0.00 | 0 | D | — · 2018-03-01 to — | 884 Class A Common Stock | (F2) Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F3) 884 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018. |
| 15 | Derivative | Phantom Stock Units | 2022-03-01 | M | D | 917 | $0.00 | 915 | D | — · 2019-03-01 to — | 1,832 Class A Common Stock | (F4) Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F5) 917 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019. |
| 16 | Derivative | Phantom Stock Units | 2022-03-01 | M | D | 935 | $0.00 | 1,870 | D | — · 2020-03-01 to — | 2,805 Class A Common Stock | (F6) Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F7) 935 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020. |