Form 4 for AIN ALBANY INTERNATIONAL CORP /DE/
Accepted 2022-03-01 00:00:00 ET · period of report 2022-03-01 · accession 0001062993-22-006061 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-01 | 2022-03-01 | AIN | Gaug Joseph M | VP-GC, Sec | M - OptEx | $0.00 | +1,685 | 437 | New | $0 |
| DM | 2022-03-01 | 2022-03-01 | AIN | Gaug Joseph M | VP-GC, Sec | D - Sale to Iss | $85.69 | -1,685 | 0 | -100% | -$144.4K |
| DM | 2022-03-01 | 2022-03-01 | AIN | Gaug Joseph M | VP-GC, Sec | M - OptEx | $0.00 | -1,685 | 442 | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-01 | M | A | 324 | $0.00 | 324 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6 and 8). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 2 | Common | Class A Common Stock | 2022-03-01 | D | D | 324 | $85.69 | 0 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6 and 8). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 3 | Common | Class A Common Stock | 2022-03-01 | D | D | 463 | $85.69 | 0 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6 and 8). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 4 | Common | Class A Common Stock | 2022-03-01 | M | A | 463 | $0.00 | 463 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6 and 8). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 5 | Common | Class A Common Stock | 2022-03-01 | D | D | 461 | $85.69 | 0 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6 and 8). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 6 | Common | Class A Common Stock | 2022-03-01 | M | A | 461 | $0.00 | 461 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6 and 8). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 7 | Common | Class A Common Stock | 2022-03-01 | D | D | 437 | $85.69 | 0 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6 and 8). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 8 | Common | Class A Common Stock | 2022-03-01 | M | A | 437 | $0.00 | 437 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6 and 8). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 9 | Derivative | Phantom Stock Units | 2022-03-01 | M | D | 461 | $0.00 | 923 | D | — · 2020-03-01 to — | 1,384 Class A Common Stock | (F6) Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F7) 461 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020. |
| 10 | Derivative | Phantom Stock Units | 2022-03-01 | M | D | 324 | $0.00 | 0 | D | — · 2018-03-01 to — | 324 Class A Common Stock | (F2) Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F3) 324 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018. |
| 11 | Derivative | Phantom Stock Units | 2022-03-01 | M | D | 463 | $0.00 | 1,389 | D | — · 2021-03-01 to — | 1,852 Class A Common Stock | (F8) Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F9) 463 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2021. |
| 12 | Derivative | Phantom Stock Units | 2022-03-01 | M | D | 437 | $0.00 | 442 | D | — · 2019-03-01 to — | 879 Class A Common Stock | (F4) Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F5) 437 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019. |