Form 4 for KODK EASTMAN KODAK CO
Accepted 2022-03-01 00:00:00 ET · period of report 2022-02-26 · accession 0001062993-22-006128 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-01 | 2022-02-26 | KODK | CONTINENZA JAMES V | CEO, Executive COB, Dir | F - Tax | $4.76 | -26.2K | 862.5K | -3% | -$124.6K |
| D | 2022-03-01 | 2022-02-26 | KODK | CONTINENZA JAMES V | CEO, Executive COB, Dir | M - OptEx | $0.00 | +100.0K | 888.6K | +13% | $0 |
| D | 2022-03-01 | 2022-02-26 | KODK | CONTINENZA JAMES V | CEO, Executive COB, Dir | M - OptEx | $0.00 | -100.0K | 200.0K | -33% | $0 |
| D | 2022-03-01 | 2022-02-26 | KODK | CONTINENZA JAMES V | CEO, Executive COB, Dir | A - Grant | $0.00 | +300.0K | 300.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 | 2022-02-26 | F | D | 26,177 | $4.76 | 862,454 | D | — | — | (F2) Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. |
| 2 | Common | Common Stock, par value $.01 | 2022-02-26 | M | A | 100,000 | $0.00 | 888,631 | D | — | — | (F1) These restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2022-02-26 | M | D | 100,000 | $0.00 | 200,000 | D | $0.00 · — to — | 100,000 Common Stock, par value $.01 | (F3) These restricted stock units, which convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2022, 2/26/2023 and 2/26/2024. |
| 4 | Derivative | Restricted Stock Units | 2022-02-26 | A | A | 300,000 | $0.00 | 300,000 | D | $0.00 · — to — | 300,000 Common stock, par value $.01 | (F4) These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2023, 2/26/2024 and 2/26/2025. |