Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-02 · accession 0001062993-22-006720 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-02 | HPE | Hotard Justin | EVP, GM, HPC, AI | M - OptEx | $16.99 | +20.1K | 20.1K | New | +$342.3K |
| D | 2022-03-03 | 2022-03-02 | HPE | Hotard Justin | EVP, GM, HPC, AI | S - Sale+OE | $16.99 | -6,359 | 13.8K | -32% | -$108.0K |
| DM | 2022-03-03 | 2022-01-07 | HPE | Hotard Justin | EVP, GM, HPC, AI | A - Grant | — | +1,059 | 98.2K | +1% | — |
| D | 2022-03-03 | 2022-03-02 | HPE | Hotard Justin | EVP, GM, HPC, AI | M - OptEx | — | -20.1K | 40.3K | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | M | A | 20,147 | $16.99 | 20,147 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-02 | S | D | 6,359 | $16.99 | 13,788 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 125.31 | — | 19,424.31 | D | — · — to — | 125.31 Common Stock | (F2) As previously reported, on 12/10/19, the reporting person was granted 53,662 Restricted Stock Units ("RSUs"), 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 125.3100 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 250.47 | — | 37,218.47 | D | — · — to — | 250.47 Common Stock | (F3) As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 250.4658 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 20,147 | — | 40,293 | D | — · — to — | 20,147 Common Stock | (F4) As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 410.6550 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and a de minimus adjustment of 0.5538 due to fractional rounding of the dividend equivalent rights at $16.99 per RSU credited to the reporting person's account on 03/02/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 683.22 | — | 98,212.22 | D | — · — to — | 683.22 Common Stock | (F5) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |