Form 4 for OCGN Ocugen, Inc.
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-03 · accession 0001062993-22-006836 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-04 | 2022-03-03 | OCGN | Zhang Junge | Dir | M - OptEx | $1.25 | +88.0K | 39.0K | New | +$109.6K |
| DM | 2022-03-04 | 2022-03-03 | OCGN | Zhang Junge | Dir | M - OptEx | $0.00 | +88.0K | 77.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-03 | M | A | 49,000 | $1.83 | 88,000 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-03 | M | A | 39,000 | $0.51 | 39,000 | D | — | — | |
| 3 | Derivative | Option (Right to Buy) | 2022-03-03 | M | A | 39,000 | $0.00 | 15,000 | D | $0.51 · — to 2030-01-02 | 39,000 Common Stock | (F1) The options, initially representing a right to purchase 54,000 shares, vest and become exercisable in equal installments over three years commencing on February 2, 2020, subject to continued service with Ocugen, Inc. (the "Company") on the applicable vesting dates. |
| 4 | Derivative | Option (Right to Buy) | 2022-03-03 | M | A | 49,000 | $0.00 | 77,000 | D | $1.83 · — to 2031-01-01 | 49,000 Common Stock | (F2) The options, initially representing a right to purchase 126,000 shares, vest and become exercisable in equal installments over three years commencing on February 1, 2021, subject to continued service with the Company on the applicable vesting dates. |