Form 4 for BAX Baxter International
Accepted 2022-03-04 00:00:00 ET · period of report 2022-02-28 · accession 0001062993-22-006917 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-04 | 2022-02-28+ | BAX | Stevens Brian | SVP, CAO, Ctrl | F - Tax | $85.08 | -344 | 13.8K | -2% | -$29.3K |
| DM | 2022-03-04 | 2022-03-02 | BAX | Stevens Brian | SVP, CAO, Ctrl | A - Grant | $0.00 | +12.5K | 26.3K | +90% | $0 |
| D | 2022-03-04 | 2022-03-02 | BAX | Stevens Brian | SVP, CAO, Ctrl | A - Grant | $0.00 | +8,269 | 8,269 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $1 par value | 2022-03-03 | F | D | 172 | $85.19 | 26,151 | D | — | — | (F4) Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 3, 2022 from the settlement of vested restricted stock units granted on March 3, 2021. |
| 2 | Common | Common Stock, $1 par value | 2022-02-28 | F | D | 172 | $84.97 | 13,839 | D | — | — | (F1) Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on February 28, 2022 from the settlement of vested restricted stock units granted on February 28, 2019. |
| 3 | Common | Common Stock, $1 par value | 2022-03-02 | A | A | 3,567 | $0.00 | 17,406 | D | — | — | (F2) The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. |
| 4 | Common | Common Stock, $1 par value | 2022-03-02 | A | A | 8,918 | $0.00 | 26,324 | D | — | — | (F3) The reporting person received a grant of restricted stock units which are scheduled to vest on March 3, 2025, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-03-02 | A | A | 8,269 | $0.00 | 8,269 | D | $85.23 · — to 2032-03-02 | 8,269 Common Stock, $1 par value | (F5) The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date. |