Form 4 for DELL Dell Technologies

Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0001062993-22-008087 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-03-17	2022-03-15	DELL	CLARKE JEFFREY W	Co-COO, Vice COB	A - Grant	$0.00	+355.7K	734.7K	+94%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class C Common Stock	2022-03-15	A	A	63,364	$0.00	442,394	D	—	—	(F1) Represents a grant of 63,364 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. (F2) On November 1, 2021, the Issuer completed a special distribution of all of the shares of common stock of its former subsidiary, VMware, Inc., that it beneficially owned to its stockholders on a pro rata basis (the "Transaction"). In connection with the Transaction, the Issuer implemented an equitable adjustment to outstanding equity awards held by participants in the Issuer's 2013 Stock Incentive Plan in accordance with the terms of the plan. As a result, the 164,308 RSUs previously reported as beneficially owned by the reporting person were adjusted and the reporting person now beneficially owns 386,734 RSUs following the grant referred to in footnote 1.
2	Common	Class C Common Stock	2022-03-15	A	A	292,314	$0.00	734,708	D	—	—	(F3) Represents 292,314 shares certified as earned with respect to an award of performance-based RSUs granted on March 15, 2019. Vesting of the performance-based RSUs occurred simultaneously with their certification.