Form 4 for ALSN Allison Transmission Holdings Inc
Accepted 2022-03-22 00:00:00 ET · period of report 2022-03-18 · accession 0001062993-22-008304 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-22 | 2022-03-18+ | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | S - Sale | $39.35 | -203.6K | 158.8K | -56% | -$8.01M |
| D | 2022-03-22 | 2022-03-18 | ALSN | Graziosi David S. | COB, Pres, CEO, Dir | A - Grant | $0.00 | +366 | 870 | +73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-18 | S | D | 134,443 | $38.98 | 227,878 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. (F2) The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $38.4600 to $39.3500. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2022-03-21 | S | D | 69,110 | $40.06 | 158,768 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. (F3) The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $39.5600 to $40.4600. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Derivative | Dividend Equivalent Rights | 2022-03-18 | A | A | 366 | $0.00 | 870 | D | — · — to — | 366 Common Stock | (F4) The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. |