Form 4 for DC Dakota Gold Corp.

Accepted 2022-04-04 00:00:00 ET · period of report 2022-03-31 · accession 0001062993-22-009581 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-04-04	2022-03-31	DC	QUARTERMAIN ROBERT	Dir	A - Grant	—	+425.0K	7.32M	+6%	—
D	2022-04-04	2022-03-31	DC	QUARTERMAIN ROBERT	Dir	A - Grant	—	+275.0K	275.0K	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-03-31	A	A	425,000	—	7,315,436	D	—	—	(F2) Pursuant to the terms of the Merger Agreement, as the effective time of the Mergers, each outstanding share of DTRC common stock (other than certain excluded shares) was automatically canceled and converted into the right to receive one share of Dakota Gold common stock.
2	Derivative	Stock Options	2022-03-31	A	A	275,000	—	275,000	D	$4.76 · 2021-05-17 to 2026-05-17	275,000 Common Stock	(F4) At the effective time of the Mergers, each outstanding DTRC stock option or restricted stock unit, whether vested or unvested, was assumed and converted into an option or restricted stock unit, as applicable, with respect to shares of common stock of Dakota Gold equal to the number of shares of DTRC common stock subject to such option or restricted share unit, on the same terms and conditions as applied to such option or restricted share unit immediately prior to the effective time of the Mergers. (F3) The options vest one-third on May 17, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant.