Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-03 · accession 0001062993-22-009819 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-05 | 2022-04-03 | HPE | SCHULTZ JOHN F | EVP, COLO | M - OptEx | $16.29 | +133.5K | 289.3K | +86% | +$2.17M |
| D | 2022-04-05 | 2022-04-03 | HPE | SCHULTZ JOHN F | EVP, COLO | F - Tax | $16.29 | -50.3K | 239.1K | -17% | -$818.8K |
| DM | 2022-04-05 | 2022-01-07 | HPE | SCHULTZ JOHN F | EVP, COLO | A - Grant | — | +2,186 | 38.4K | +6% | — |
| D | 2022-04-05 | 2022-04-03 | HPE | SCHULTZ JOHN F | EVP, COLO | M - OptEx | — | -133.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-03 | M | A | 133,499 | $16.29 | 289,332.25 | D | — | — | (F1) The total beneficial ownership includes the acquisition of 4.3710 shares at $17.2141 per share received on 01/07/22 through dividends paid in shares. |
| 2 | Common | Common Stock | 2022-04-03 | F | D | 50,262 | $16.29 | 239,070.25 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 1,138.70 | — | 163,687.70 | D | — · — to — | 1,138.70 Common Stock | (F6) As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,138.6970 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 799.73 | — | 119,003.73 | D | — · — to — | 799.73 Common Stock | (F5) As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 799.7338 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2022-04-03 | M | D | 133,499 | — | 0 | D | — · — to — | 133,499 Common Stock | (F3) As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 846.0876 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2032 due to fractional rounding of the dividend. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 247.08 | — | 38,424.08 | D | — · — to — | 247.08 Common Stock | (F4) As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 247.0753 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |