Form 4 for GHM GRAHAM CORP
Accepted 2022-04-26 00:00:00 ET · period of report 2021-08-31 · accession 0001062993-22-010808 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-04-26 | 2021-08-31 | GHM | LINES JAMES R | CEO, Dir | D - Sale to Iss | $0.00 | -90.1K | 138.0K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-31 | D | D | 9,804 | $0.00 | 175,843 | D | — | — | (F2) Shares forfeited related to Mr. Lines' May 29, 2019 performance-vesting restricted stock awards. |
| 2 | Common | Common Stock | 2021-08-31 | D | D | 9,450 | $0.00 | 166,393 | D | — | — | (F3) Shares forfeited related to Mr. Lines' June 9, 2020 time-vesting restricted stock awards. |
| 3 | Common | Common Stock | 2021-08-31 | D | D | 13,063 | $0.00 | 124,982 | D | — | — | (F5) Shares forfeited related to Mr. Lines' June 1, 2021 time-vesting restricted stock awards. |
| 4 | Common | Common Stock | 2021-08-31 | D | D | 26,126 | $0.00 | 100,502 | D | — | — | (F6) Shares forfeited related to Mr. Lines' June 1, 2021 performance-vesting restricted stock awards. (F7) Includes 1,646 shares acquired under the Graham Corporation Employee Stock Purchase Plan. |
| 5 | Common | Common Stock | 2021-08-31 | D | D | 3,268 | $0.00 | 185,647 | D | — | — | (F1) Shares forfeited related to Mr. Lines' May 29, 2019 time-vesting restricted stock awards. |
| 6 | Common | Common Stock | 2021-08-31 | D | D | 28,348 | $0.00 | 138,045 | D | — | — | (F4) Shares forfeited related to Mr. Lines' June 9, 2020 performance-vesting restricted stock awards. |