Form 4 for GTES Gates Industrial Corp Ltd.
Accepted 2022-04-29 00:00:00 ET · period of report 2022-04-27 · accession 0001062993-22-011077 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-29 | 2022-04-27 | GTES | Bracken Cristin C. | SVP, CLO, Corp. Sec | F - Tax | $12.79 | -483 | 8,593 | -5% | -$6,178 |
| D | 2022-04-29 | 2022-04-27 | GTES | Bracken Cristin C. | SVP, CLO, Corp. Sec | M - OptEx | $0.00 | +1,667 | 9,076 | +22% | $0 |
| D | 2022-04-29 | 2022-04-27 | GTES | Bracken Cristin C. | SVP, CLO, Corp. Sec | M - OptEx | $0.00 | -1,667 | 33.5K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-04-27 | F | D | 483 | $12.79 | 8,593 | D | — | — | (F3) The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. dated March 24, 2022 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 45 day period. |
| 2 | Common | Ordinary Shares | 2022-04-27 | M | A | 1,667 | $0.00 | 9,076 | D | — | — | (F1) Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date. |
| 3 | Derivative | Time-Based Restricted Stock Units | 2022-04-27 | M | D | 1,667 | $0.00 | 33,456 | D | — · — to — | 1,667 Ordinary Shares | (F4) Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). (F5) The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. |