Form 4 for HUM Humana
Accepted 2022-05-03 00:00:00 ET · period of report 2022-05-01 · accession 0001062993-22-011349 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-03 | 2022-05-01 | HUM | Shrank William H | Chief Medical Off | M - OptEx | $0.00 | +5,430 | 4,458 | New | $0 |
| DM | 2022-05-03 | 2022-05-01 | HUM | Shrank William H | Chief Medical Off | F - Tax | $449.81 | -2,414 | 4,294 | -36% | -$1.09M |
| D | 2022-05-03 | 2022-05-01 | HUM | Shrank William H | Chief Medical Off | M - OptEx | $0.00 | -504 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2022-05-01 | M | A | 4,926 | $0.00 | 6,204 | D | — | — | (F10) Includes Performance Stock Units, not required to be reported until vest. |
| 2 | Common | Humana Common | 2022-05-01 | F | D | 2,250 | $449.81 | 3,954 | D | — | — | (F11) Shares disposed of represent withholding of taxes on restricted/performance stock unit vesting. |
| 3 | Common | Humana Common | 2022-05-01 | M | A | 504 | $0.00 | 4,458 | D | — | — | |
| 4 | Common | Humana Common | 2022-05-01 | F | D | 164 | $449.81 | 4,294 | D | — | — | (F11) Shares disposed of represent withholding of taxes on restricted/performance stock unit vesting. |
| 5 | Derivative | Restricted Stock Units | 2022-05-01 | M | D | 504 | $0.00 | 0 | D | — · — to — | 504 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F6) Restricted stock units granted to reporting person on 5/1/19, 33% of the award is vesting on 5/1/20, 5/1/21, and 5/1/22. |