Form 4 for ZBH Zimmer Biomet
Accepted 2022-05-03 00:00:00 ET · period of report 2022-05-01 · accession 0001062993-22-011409 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-03 | 2022-05-01 | ZBH | Ellingson Rachel | SVP, Chief Strategy Off | M - OptEx | $0.00 | +531 | 3,791 | +16% | $0 |
| D | 2022-05-03 | 2022-05-01 | ZBH | Ellingson Rachel | SVP, Chief Strategy Off | F - Tax | $122.43 | -167 | 3,624 | -4% | -$20.4K |
| D | 2022-05-03 | 2022-05-01 | ZBH | Ellingson Rachel | SVP, Chief Strategy Off | M - OptEx | $0.00 | -531 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-01 | M | A | 531 | $0.00 | 3,791 | D | — | — | (F1) Includes 162 shares acquired under the Zimmer Biomet Holdings, Inc. Employee Stock Purchase Plan on June 30, 2021 and December 31, 2021. |
| 2 | Common | Common Stock | 2022-05-01 | F | D | 167 | $122.43 | 3,624 | D | — | — | (F2) Represents shares withheld by Zimmer Biomet Holdings, Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). |
| 3 | Derivative | Restricted Stock Units | 2022-05-01 | M | D | 531 | $0.00 | 0 | D | — · — to — | 531 Common Stock | (F4) Amount reflects the adjustments that occurred as of March 1, 2022 in connection with the Company's spinoff of ZimVie Inc. In connection with the spinoff, each outstanding RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit. (F3) Each RSU represents a contingent right to receive one share of the Company's common stock. (F5) The remaining 531 RSUs vested on May 1, 2022. |