Form 4 for EDBL Edible Garden AG Inc
Accepted 2022-05-11 00:00:00 ET · period of report 2022-05-09 · accession 0001062993-22-012106 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-11 | 2022-05-09 | EDBL | JAMES MICHAEL C | CFO, Dir, 10% | C - Cnv Deriv | $4.63 | +284.9K | 1.40M | +26% | +$1.32M |
| DM | 2022-05-11 | 2022-05-09 | EDBL | JAMES MICHAEL C | CFO, Dir, 10% | C - Cnv Deriv | — | 0 | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share | 2022-05-09 | C | A | 17,843 | $4.63 | 1,437,387 | D | — | — | |
| 2 | Common | Common Stock, par value $0.0001 per share | 2022-05-09 | C | A | 23,863 | $4.63 | 1,419,544 | D | — | — | |
| 3 | Common | Common Stock, par value $0.0001 per share | 2022-05-09 | C | A | 17,785 | $4.63 | 1,472,977 | D | — | — | |
| 4 | Common | Common Stock, par value $0.0001 per share | 2022-05-09 | C | A | 23,668 | $4.63 | 1,496,645 | D | — | — | |
| 5 | Common | Common Stock, par value $0.0001 per share | 2022-05-09 | C | A | 23,625 | $4.63 | 1,520,270 | D | — | — | |
| 6 | Common | Common Stock, par value $0.0001 per share | 2022-05-09 | C | A | 23,560 | $4.63 | 1,543,830 | D | — | — | |
| 7 | Common | Common Stock, par value $0.0001 per share | 2022-05-09 | C | A | 17,632 | $4.63 | 1,561,462 | D | — | — | |
| 8 | Common | Common Stock, par value $0.0001 per share | 2022-05-09 | C | A | 23,468 | $4.63 | 1,584,930 | D | — | — | |
| 9 | Common | Common Stock, par value $0.0001 per share | 2022-05-09 | C | A | 17,805 | $4.63 | 1,455,192 | D | — | — | |
| 10 | Common | Common Stock, par value $0.0001 per share | 2022-05-09 | C | A | 41,886 | $4.63 | 1,341,886 | D | — | — | |
| 11 | Common | Common Stock, par value $0.0001 per share | 2022-05-09 | C | A | 29,910 | $4.63 | 1,371,796 | D | — | — | |
| 12 | Common | Common Stock, par value $0.0001 per share | 2022-05-09 | C | A | 23,885 | $4.63 | 1,395,681 | D | — | — | |
| 13 | Derivative | Convertible Note | 2022-05-09 | C | D | — | $0.00 | 0 | D | $4.63 · — to — | 41,886 Common Stock, par value $0.0001 per share | (F1) Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $175,000 that accrued interest at 12% per annum. |
| 14 | Derivative | Convertible Note | 2022-05-09 | C | D | — | $0.00 | 0 | D | $4.63 · — to — | 29,910 Common Stock, par value $0.0001 per share | (F2) Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $125,000 that accrued interest at 12% per annum. |
| 15 | Derivative | Convertible Note | 2022-05-09 | C | D | — | $0.00 | 0 | D | $4.63 · — to — | 23,885 Common Stock, par value $0.0001 per share | (F3) Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum. |
| 16 | Derivative | Convertible Note | 2022-05-09 | C | D | — | $0.00 | 0 | D | $4.63 · — to — | 23,863 Common Stock, par value $0.0001 per share | (F3) Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum. |
| 17 | Derivative | Convertible Note | 2022-05-09 | C | D | — | $0.00 | 0 | D | $4.63 · — to — | 17,843 Common Stock, par value $0.0001 per share | (F4) Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum. |
| 18 | Derivative | Convertible Note | 2022-05-09 | C | D | — | $0.00 | 0 | D | $4.63 · — to — | 17,805 Common Stock, par value $0.0001 per share | (F4) Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum. |
| 19 | Derivative | Convertible Note | 2022-05-09 | C | D | — | $0.00 | 0 | D | $4.63 · — to — | 17,785 Common Stock, par value $0.0001 per share | (F4) Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum. |
| 20 | Derivative | Convertible Note | 2022-05-09 | C | D | — | $0.00 | 0 | D | $4.63 · — to — | 23,668 Common Stock, par value $0.0001 per share | (F3) Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum. |
| 21 | Derivative | Convertible Note | 2022-05-09 | C | D | — | $0.00 | 0 | D | $4.63 · — to — | 23,625 Common Stock, par value $0.0001 per share | (F3) Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum. |
| 22 | Derivative | Convertible Note | 2022-05-09 | C | D | — | $0.00 | 0 | D | $4.63 · — to — | 23,560 Common Stock, par value $0.0001 per share | (F3) Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum. |
| 23 | Derivative | Convertible Note | 2022-05-09 | C | D | — | $0.00 | 0 | D | $4.63 · — to — | 17,632 Common Stock, par value $0.0001 per share | (F4) Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $75,000 that accrued interest at 12% per annum. |
| 24 | Derivative | Convertible Note | 2022-05-09 | C | D | — | $0.00 | 0 | D | $4.63 · — to — | 23,468 Common Stock, par value $0.0001 per share | (F3) Upon the closing of the Issuer's initial public offering, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.625. The Reporting Person held a Convertible Note for $100,000 that accrued interest at 12% per annum. |