Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-05-11 00:00:00 ET · period of report 2022-05-09 · accession 0001062993-22-012164 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-11 | 2022-05-09 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | F - Tax | $15.84 | -2,016 | 27.5K | -7% | -$31.9K |
| D | 2022-05-11 | 2022-05-09 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | M - OptEx | $15.84 | +5,827 | 29.5K | +25% | +$92.3K |
| DM | 2022-05-11 | 2022-01-07 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | A - Grant | — | +2,643 | 34.6K | +8% | — |
| D | 2022-05-11 | 2022-05-09 | HPE | Mottram Phil | EVP, GM, Intelligent Edge | M - OptEx | — | -5,827 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-09 | F | D | 2,016 | $15.84 | 27,483 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-09 | M | A | 5,827 | $15.84 | 29,499 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 1,410.14 | — | 98,939.14 | D | — · — to — | 1,410.14 Common Stock | (F6) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 726.9242 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 679.44 | — | 48,445.30 | D | — · — to — | 679.44 Common Stock | (F5) As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which will vest on each of 05/28/22, 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 329.1909 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 350.2509 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2022-05-09 | M | D | 5,827 | — | 0 | D | — · — to — | 5,827 Common Stock | (F2) As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which vested on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8266 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.1826 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. The number of derivative securities in column 5 also includes 570 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4187 due to fractional rounding of the dividend. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 76.07 | — | 5,751.07 | D | — · — to — | 76.07 Common Stock | (F3) .As previously reported, on 12/10/19, the reporting person was granted 15,783 RSUs, 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8546 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.2124 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 7 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 477.19 | — | 34,602.19 | D | — · — to — | 477.19 Common Stock | (F4) As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 231.2014 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 245.9925 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |