Form 4 for MORN Morningstar, Inc.
Accepted 2022-05-17 00:00:00 ET · period of report 2022-05-15 · accession 0001062993-22-012815 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-17 | 2022-05-15+ | MORN | Dunn Daniel Joseph | Chief Revenue Off | A - Grant | $0.00 | +1,711 | 11.4K | +18% | $0 |
| D | 2022-05-17 | 2022-05-17 | MORN | Dunn Daniel Joseph | Chief Revenue Off | M - OptEx | $0.00 | +784 | 12.2K | +7% | $0 |
| D | 2022-05-17 | 2022-05-15 | MORN | Dunn Daniel Joseph | Chief Revenue Off | F - Tax | $242.95 | -870 | 11.8K | -7% | -$211.4K |
| D | 2022-05-17 | 2022-05-15 | MORN | Dunn Daniel Joseph | Chief Revenue Off | A - Grant | $0.00 | +1,514 | 1,514 | New | $0 |
| D | 2022-05-17 | 2022-05-17 | MORN | Dunn Daniel Joseph | Chief Revenue Off | M - OptEx | — | -784 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock (Restricted Stock Units) | 2022-05-15 | A | A | 926 | $0.00 | 11,113 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2023. |
| 2 | Common | Common Stock | 2022-05-17 | A | A | 510 | $0.00 | 12,682 | D | — | — | (F4) Represents additional common stock earned from achievement of cumulative total shareholder return for the three year performance period ending May 14, 2022 in excess of target under the terms of a market stock unit grant on May 15, 2019. |
| 3 | Common | Common Stock | 2022-05-17 | M | A | 784 | $0.00 | 12,172 | D | — | — | (F3) Represents common stock earned from the vesting of a market stock unit grant on May 15, 2019. |
| 4 | Common | Common Stock (Restricted Stock Units) | 2022-05-15 | A | A | 275 | $0.00 | 11,388 | D | — | — | (F2) Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in two equal annual installments beginning May 15, 2023. |
| 5 | Common | Common Stock | 2022-05-15 | F | D | 870 | $242.95 | 11,812 | D | — | — | |
| 6 | Derivative | Market Stock Units | 2022-05-15 | A | A | 1,514 | $0.00 | 1,514 | D | — · — to 2025-05-15 | 1,514 Common Stock | (F5) The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2025. |
| 7 | Derivative | Market Stock Units | 2022-05-17 | M | D | 784 | — | 0 | D | — · — to 2022-05-17 | 784 Common Stock | (F3) Represents common stock earned from the vesting of a market stock unit grant on May 15, 2019. |