Form 4 for KODK EASTMAN KODAK CO
Accepted 2022-05-19 00:00:00 ET · period of report 2022-05-17 · accession 0001062993-22-013039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-19 | 2022-05-18 | KODK | Katz Philippe D | Dir, 10% | A - Grant | $0.00 | +11.0K | 142.5K | +8% | $0 |
| D | 2022-05-19 | 2022-05-17 | KODK | Katz Philippe D | Dir, 10% | D - Sale to Iss | $0.00 | -10.0K | 0 | -100% | $0 |
| DM | 2022-05-19 | 2022-05-17+ | KODK | Katz Philippe D | Dir, 10% | A - Grant | $0.00 | +32.1K | 60.5K | +113% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 | 2022-05-18 | A | A | 11,000 | $0.00 | 142,496 | D | — | — | (F1) This restricted stock award was granted under the Company's Omnibus Incentive Plan, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 17, 2022, November 17, 2022, February 17, 2023 and the day immediately preceding the Company's 2023 annual meeting of shareholders, with pro rata vesting upon Mr. Katz's separation from service prior to vesting. |
| 2 | Derivative | Restricted Stock Units | 2022-05-17 | D | D | 10,000 | $0.00 | 0 | D | $0.00 · 2022-05-17 to 2022-05-17 | 10,000 Common Stock, par value $.01 | (F7) These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/17/2022, Mr. Katz deferred the receipt of 10,000 shares of common stock and received instead 10,000 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 10,000 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. |
| 3 | Derivative | Restricted Stock Units | 2022-05-18 | A | A | 22,075 | $0.00 | 22,075 | D | $0.00 · — to — | 22,075 Common Stock, par value $.01 | (F9) These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders. |
| 4 | Derivative | Phantom Stock | 2022-05-17 | A | A | 10,000 | $0.00 | 60,510 | D | $0.00 · — to — | 10,000 Common Stock, par value $.01 | (F8) Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. |