Form 4 for HUM Humana
Accepted 2022-06-03 00:00:00 ET · period of report 2022-06-01 · accession 0001062993-22-014250 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-03 | 2022-06-01 | HUM | Diamond Susan M | CFO | F - Tax | $451.08 | -477 | 3,766 | -11% | -$215.2K |
| D | 2022-06-03 | 2022-06-01 | HUM | Diamond Susan M | CFO | M - OptEx | $0.00 | +1,023 | 4,243 | +32% | $0 |
| D | 2022-06-03 | 2022-06-01 | HUM | Diamond Susan M | CFO | M - OptEx | $0.00 | -1,023 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2022-06-01 | F | D | 477 | $451.08 | 3,766 | D | — | — | (F15) Shares disposed of represent taxes withheld on the vesting. |
| 2 | Common | Humana Common | 2022-06-01 | M | A | 1,023 | $0.00 | 4,243 | D | — | — | (F14) Reporting person transferred a total of 600 shares of direct ownership on May 2, 2022 pursuant to a Domestic Relations Order. Reporting person was afforded a filing exemption under Rule 16a-12, which extends to securities transferred under a DRO. |
| 3 | Derivative | Restricted Stock Units | 2022-06-01 | M | D | 1,023 | $0.00 | 0 | D | — · — to — | 1,023 Humana Common | (F6) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F7) Restricted stock units granted to reporting person on 06/01/19, 100% of the award is vesting on 6/1/22. |