Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-06-09 00:00:00 ET · period of report 2022-06-07 · accession 0001062993-22-014591 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-09 | 2022-06-07 | HPE | Black Thomas E Jr | EVP, GM, Storage | M - OptEx | $10.24 | +28.3K | 11.3K | New | +$290.4K |
| DM | 2022-06-09 | 2022-06-07 | HPE | Black Thomas E Jr | EVP, GM, Storage | S - Sale+OE | $15.26 | -28.3K | 0 | -100% | -$432.6K |
| DM | 2022-06-09 | 2022-01-07 | HPE | Black Thomas E Jr | EVP, GM, Storage | A - Grant | — | +2,250 | 43.3K | +5% | — |
| DM | 2022-06-09 | 2022-06-07 | HPE | Black Thomas E Jr | EVP, GM, Storage | M - OptEx | $0.00 | -28.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-07 | M | A | 16,999 | $8.83 | 16,999 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-07 | S | D | 16,999 | $15.26 | 0 | D | — | — | (F1) The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.260-$15.2650. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 3 | Common | Common Stock | 2022-06-07 | S | D | 11,348 | $15.26 | 0 | D | — | — | (F1) The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.260-$15.2650. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| 4 | Common | Common Stock | 2022-06-07 | M | A | 11,348 | $12.36 | 11,348 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 1,410.14 | — | 98,939.14 | D | — · — to — | 1,410.14 Common Stock | (F7) As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 726.9242 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 243.41 | — | 18,407.41 | D | — · — to — | 243.41 Common Stock | (F5) As previously reported, on 12/10/19, the reporting person was granted 50,505 Restricted Stock Units ("RSUs"), 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.9335 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 125.4783 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2022-06-07 | M | D | 16,999 | $0.00 | 0 | D | $8.83 · 2016-12-09 to 2023-12-09 | 16,999 Common Stock | (F2) This option became exercisable beginning on this date and is fully vested. (F3) This option is no longer exercisable beginning on this date. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2022-06-07 | M | D | 11,348 | $0.00 | 0 | D | $12.36 · 2015-09-17 to 2022-12-10 | 11,348 Common Stock | (F2) This option became exercisable beginning on this date and is fully vested. (F3) This option is no longer exercisable beginning on this date. |
| 9 | Derivative | Restricted Stock Units | 2022-01-07 | A | A | 596.48 | — | 43,251.48 | D | — · — to — | 596.48 Common Stock | (F6) As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 288.9947 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 307.4832 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22. (F4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |