InsiderTrades

Form 4 for GAIN GLADSTONE INVESTMENT CORPORATIONDE

Accepted 2022-06-15 00:00:00 ET · period of report 2022-06-14 · accession 0001062993-22-014875 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2022-06-15 2022-06-14 GAIN DULLUM DAVID A R Pres P - Purchase $12.75 +4,000 138.9K +3% +$51.0K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-06-14 P A 4,000 $12.75 138,916 D — —