Form 4 for MDRR Medalist Diversified, Inc.
Accepted 2022-07-01 00:00:00 ET · period of report 2022-05-16 · accession 0001062993-22-015768 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-07-01 | 2022-05-16+ | MDRR | ALF Acquisitions Company, LLC | 10% | P - Purchase | $1.02 | +5,000 | 125.0K | +4% | +$5,110 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-16 | P | A | 2,000 | $0.98 | 122,000 | D | — | — | (F2) Finley is the sole member and President of ALF Acquisitions Company, LLC, a Texas limited liability company ("ALF Genpar"), which is the sole general partner of ALF Operating. Pursuant to Section 13(d)(3) of the Act, ALF Genpar and Finley may each be deemed to be the indirect beneficial owner of shares of the common stock held by ALF Operating. (F1) ALF Operating Partners, Ltd., a Texas limited partnership ("ALF Operating"), owns less than 10% of the outstanding common stock of the Issuer, but, pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed to be a more than 10% beneficial owner of such stock because it may be deemed to be a member of a "group" pursuant to Section 13(d)(3) of the Act with ALF Operating's control person, Alfred Lee Finley ("Finley"), as described below. The combined holdings of ALF Operating and Finley exceed 10% of such outstanding stock. Finley is reporting transactions in shares of the common stock for his personal account in a separate Form 4 of even date herewith. |
| 2 | Common | Common Stock | 2022-05-20 | P | A | 3,000 | $1.05 | 125,000 | D | — | — | (F2) Finley is the sole member and President of ALF Acquisitions Company, LLC, a Texas limited liability company ("ALF Genpar"), which is the sole general partner of ALF Operating. Pursuant to Section 13(d)(3) of the Act, ALF Genpar and Finley may each be deemed to be the indirect beneficial owner of shares of the common stock held by ALF Operating. (F1) ALF Operating Partners, Ltd., a Texas limited partnership ("ALF Operating"), owns less than 10% of the outstanding common stock of the Issuer, but, pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed to be a more than 10% beneficial owner of such stock because it may be deemed to be a member of a "group" pursuant to Section 13(d)(3) of the Act with ALF Operating's control person, Alfred Lee Finley ("Finley"), as described below. The combined holdings of ALF Operating and Finley exceed 10% of such outstanding stock. Finley is reporting transactions in shares of the common stock for his personal account in a separate Form 4 of even date herewith. |