Form 4 for ZBH Zimmer Biomet
Accepted 2022-07-05 00:00:00 ET · period of report 2022-07-01 · accession 0001062993-22-015943 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-07-05 | 2022-07-01 | ZBH | Upadhyay Suketu | EVP, CFO | M - OptEx | $0.00 | +3,768 | 9,231 | +69% | $0 |
| D | 2022-07-05 | 2022-07-01 | ZBH | Upadhyay Suketu | EVP, CFO | F - Tax | $105.85 | -1,249 | 7,982 | -14% | -$132.2K |
| D | 2022-07-05 | 2022-07-01 | ZBH | Upadhyay Suketu | EVP, CFO | M - OptEx | $0.00 | -3,768 | 3,768 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-01 | M | A | 3,768 | $0.00 | 9,231 | D | — | — | (F1) Includes 159 shares acquired under Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between July 9, 2021 and January 10, 2022. |
| 2 | Common | Common Stock | 2022-07-01 | F | D | 1,249 | $105.85 | 7,982 | D | — | — | (F2) Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). |
| 3 | Derivative | Restricted Stock Units | 2022-07-01 | M | D | 3,768 | $0.00 | 3,768 | D | $0.00 · — to — | 3,768 Common Stock | (F4) Amount reflects the adjustments that occurred as of March 1, 2022 in connection with the Company's spinoff of ZimVie Inc. In connection with the spinoff, each outstanding RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit. (F3) Each RSU represents a contingent right to receive one share of Company common stock. (F5) 3,768 of the RSUs vested on July 1, 2022 and the remaining 3,768 RSUs are scheduled to vest on July 1, 2023. |