Form 4 for HUM Humana
Accepted 2022-07-06 00:00:00 ET · period of report 2022-07-01 · accession 0001062993-22-016049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-07-06 | 2022-06-22 | HUM | Diamond Susan M | CFO | G - Gift | $0.00 | -125 | 3,796 | -3% | $0 |
| D | 2022-07-06 | 2022-07-01 | HUM | Diamond Susan M | CFO | F - Tax | $471.48 | -136 | 3,921 | -3% | -$64.1K |
| D | 2022-07-06 | 2022-07-01 | HUM | Diamond Susan M | CFO | M - OptEx | $0.00 | +291 | 4,057 | +8% | $0 |
| D | 2022-07-06 | 2022-07-01 | HUM | Diamond Susan M | CFO | M - OptEx | $0.00 | -291 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2022-06-22 | G | D | 125 | $0.00 | 3,796 | D | — | — | (F14) Shares reported represent a gift/charitable donation effective June 22, 2022, in which no value was received in return. |
| 2 | Common | Humana Common | 2022-07-01 | F | D | 136 | $471.48 | 3,921 | D | — | — | (F13) Shares disposed of represent taxes withheld on the vesting. |
| 3 | Common | Humana Common | 2022-07-01 | M | A | 291 | $0.00 | 4,057 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2022-07-01 | M | D | 291 | $0.00 | 0 | D | — · — to — | 291 Humana Common | (F6) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F7) Restricted stock units granted to reporting person on 07/01/19, 33% of the award is vesting on 07/01/20, 07/01/21, and 07/01/22. |