Form 4 for HPE Hewlett Packard Enterprise
Accepted 2022-07-26 00:00:00 ET · period of report 2022-07-23 · accession 0001062993-22-016743 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-07-26 | 2022-07-23 | HPE | Cox Jeremy | CTO, SVP Ctrl | F - Tax | $13.77 | -9,341 | 39.1K | -19% | -$128.6K |
| D | 2022-07-26 | 2022-07-23 | HPE | Cox Jeremy | CTO, SVP Ctrl | M - OptEx | $13.77 | +29.5K | 48.4K | +156% | +$405.8K |
| D | 2022-07-26 | 2022-07-23 | HPE | Cox Jeremy | CTO, SVP Ctrl | M - OptEx | — | -29.5K | 29.5K | -50% | — |
| DM | 2022-07-26 | 2022-07-08 | HPE | Cox Jeremy | CTO, SVP Ctrl | A - Grant | — | +1,569 | 34.9K | +5% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-23 | F | D | 9,341 | $13.77 | 39,056 | D | — | — | |
| 2 | Common | Common Stock | 2022-07-23 | M | A | 29,472 | $13.77 | 48,397 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-07-23 | M | D | 29,472 | — | 29,471 | D | — · — to — | 29,472 Common Stock | (F2) As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 470.4746 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 3,616 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9642 due to fractional rounding of the dividend. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4 | Derivative | Restricted Stock Units | 2022-07-08 | A | A | 143.59 | — | 17,399.79 | D | — · — to — | 143.59 Common Stock | (F3) As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 143.5906 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2022-07-08 | A | A | 660.86 | — | 73,299.86 | D | — · — to — | 660.86 Common Stock | (F7) As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 660.8552 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2022-07-08 | A | A | 49.88 | — | 5,798.16 | D | — · — to — | 49.88 Common Stock | (F5) As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 49.8832 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 7 | Derivative | Restricted Stock Units | 2022-07-08 | A | A | 414.08 | — | 46,586.15 | D | — · — to — | 414.08 Common Stock | (F6) As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 414.0773 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 8 | Derivative | Restricted Stock Units | 2022-07-08 | A | A | 300.26 | — | 34,902.46 | D | — · — to — | 300.26 Common Stock | (F4) As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |