Form 4 for OTIS Otis Worldwide
Accepted 2022-08-02 00:00:00 ET · period of report 2022-08-01 · accession 0001062993-22-017117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-02 | 2022-08-01+ | OTIS | GHAI RAHUL | EVP, CFO | S - Sale+OE | $78.10 | -7,618 | 7,063 | -52% | -$595.0K |
| D | 2022-08-02 | 2022-08-01 | OTIS | GHAI RAHUL | EVP, CFO | F - Tax | $78.28 | -6,092 | 9,681 | -39% | -$476.9K |
| D | 2022-08-02 | 2022-08-01 | OTIS | GHAI RAHUL | EVP, CFO | M - OptEx | — | -13.1K | 15.8K | -45% | — |
| D | 2022-08-02 | 2022-08-01 | OTIS | GHAI RAHUL | EVP, CFO | M - OptEx | $0.00 | -13.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-01 | S | D | 618 | $78.56 | 9,063 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-01 | F | D | 6,092 | $78.28 | 9,681 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-01 | M | D | 13,125 | — | 15,773 | D | — | — | (F1) Restricted stock units (RSUs) convert into common stock on a one for one basis. |
| 4 | Common | Common Stock | 2022-08-02 | S | D | 100 | $77.88 | 6,963 | D | — | — | |
| 5 | Common | Common Stock | 2022-08-02 | S | D | 4,900 | $77.87 | 2,063 | D | — | — | |
| 6 | Common | Common Stock | 2022-08-01 | S | D | 2,000 | $78.54 | 7,063 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2022-08-01 | M | D | 13,125 | $0.00 | 0 | D | $0.00 · — to — | 13,125 Common Stock | (F1) Restricted stock units (RSUs) convert into common stock on a one for one basis. (F2) The reporting person was granted RSUs that vested in full on the third anniversary of the date of grant. These RSUs included the right to receive dividend equivalents credited as additional RSUs. |