Form 4 for BDX Becton Dickinson
Accepted 2022-08-11 00:00:00 ET · period of report 2022-08-09 · accession 0001062993-22-017738 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-11 | 2022-08-09 | BDX | Polen Thomas E Jr | EVP | M - OptEx | $147.68 | +3,825 | 32.7K | +13% | +$564.9K |
| D | 2022-08-11 | 2022-08-09 | BDX | Polen Thomas E Jr | EVP | D - Sale to Iss | $260.00 | -2,173 | 30.5K | -7% | -$565.0K |
| D | 2022-08-11 | 2022-08-09 | BDX | Polen Thomas E Jr | EVP | S - Sale+OE | $260.00 | -1,652 | 28.9K | -5% | -$429.5K |
| D | 2022-08-11 | 2022-08-09 | BDX | Polen Thomas E Jr | EVP | M - OptEx | $0.00 | -3,825 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-09 | M | A | 3,825 | $147.68 | 32,703 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-09 | D | D | 2,173 | $260.00 | 30,530 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-09 | S | D | 1,652 | $260.00 | 28,878 | D | — | — | (F1) The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.03. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on May 12, 2022. (F2) Direct holdings reflect adjustments made in connection with the spin-off of Embecta Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person. |
| 4 | Derivative | Stock Appreciation Rights | 2022-08-09 | M | D | 3,825 | $0.00 | 0 | D | $147.68 · 2016-11-25 to 2025-11-25 | 3,825 Common Stock | (F3) Award terms reflect adjustments made in connection with the spin-off of Embecta Corp. (F4) The stock appreciation rights vest in four annual installments beginning November 26, 2016. |