Form 4 for BDX Becton Dickinson
Accepted 2022-08-11 00:00:00 ET · period of report 2022-08-09 · accession 0001062993-22-017739 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-11 | 2022-08-09 | BDX | Khichi Samrat S. | EVP, GC | M - OptEx | $100.36 | +26.8K | 18.4K | New | +$2.69M |
| DM | 2022-08-11 | 2022-08-09 | BDX | Khichi Samrat S. | EVP, GC | D - Sale to Iss | $260.44 | -10.3K | 13.2K | -44% | -$2.69M |
| DM | 2022-08-11 | 2022-08-08+ | BDX | Khichi Samrat S. | EVP, GC | S - Sale+OE | $260.44 | -16.5K | 5,928 | -74% | -$4.29M |
| DM | 2022-08-11 | 2022-08-09 | BDX | Khichi Samrat S. | EVP, GC | M - OptEx | $0.00 | +26.8K | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-09 | M | A | 14,326 | $93.49 | 20,254 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-09 | D | D | 5,141 | $260.44 | 15,113 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-09 | S | D | 9,185 | $260.44 | 5,928 | D | — | — | (F1) The reported sale price reflects the weighted average sale price for multiple transactions. The actual prices for the transactions ranged from $260.00 through $261.71. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on May 11, 2022. (F2) Direct holdings reflect adjustments made in connection with the spin-off of Embecta Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person. |
| 4 | Common | Common Stock | 2022-08-09 | M | A | 12,489 | $108.25 | 18,417 | D | — | — | |
| 5 | Common | Common Stock | 2022-08-09 | D | D | 5,194 | $260.44 | 13,223 | D | — | — | |
| 6 | Common | Common Stock | 2022-08-08 | S | D | 7,295 | $260.44 | 5,928 | D | — | — | (F1) The reported sale price reflects the weighted average sale price for multiple transactions. The actual prices for the transactions ranged from $260.00 through $261.71. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on May 11, 2022. (F2) Direct holdings reflect adjustments made in connection with the spin-off of Embecta Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person. |
| 7 | Derivative | Stock Appreciation Rights | 2022-08-09 | M | A | 14,326 | $0.00 | 0 | D | $93.49 · 2015-07-16 to 2024-07-16 | 14,326 Common Stock | (F3) Award terms reflect adjustments made in connection with the spin-off of Embecta Corp. (F4) The stock appreciation rights vest in four annual installments beginning one year from grant. |
| 8 | Derivative | Stock Appreciation Rights | 2022-08-09 | M | A | 12,489 | $0.00 | 0 | D | $108.25 · 2015-12-10 to 2024-12-10 | 12,489 Common Stock | (F3) Award terms reflect adjustments made in connection with the spin-off of Embecta Corp. (F4) The stock appreciation rights vest in four annual installments beginning one year from grant. |