Form 4 for OCGN Ocugen, Inc.
Accepted 2022-08-12 00:00:00 ET · period of report 2022-08-11 · accession 0001062993-22-017866 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-12 | 2022-08-11 | OCGN | Castillo Kirsten | Dir | S - Sale+OE | $2.91 | -42.0K | 50.0K | -46% | -$122.2K |
| D | 2022-08-12 | 2022-08-11 | OCGN | Castillo Kirsten | Dir | M - OptEx | $0.28 | +42.0K | 92.0K | +84% | +$11.8K |
| D | 2022-08-12 | 2022-08-11 | OCGN | Castillo Kirsten | Dir | M - OptEx | $0.00 | -42.0K | 12.0K | -78% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-11 | S | D | 42,000 | $2.91 | 50,000 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.89 to $2.94. The Reporting Person undertakes to provide Ocugen, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Common Stock | 2022-08-11 | M | A | 42,000 | $0.28 | 92,000 | D | — | — | |
| 3 | Derivative | Option (Right to Buy) | 2022-08-11 | M | D | 42,000 | $0.00 | 12,000 | D | $0.28 · — to 2030-04-05 | 42,000 Common Stock | (F2) The options, initially representing a right to purchase 54,000 shares, vest and become exercisable in equal monthly installments over three years commencing on May 5, 2020, subject to continued service with the Company on the applicable vesting dates. |