Form 4 for BDX Becton Dickinson
Accepted 2022-08-17 00:00:00 ET · period of report 2022-08-15 · accession 0001062993-22-018157 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-17 | 2022-08-15 | BDX | Polen Thomas E Jr | COB, CEO, Pres, Dir | M - OptEx | $167.91 | +15.0K | 43.9K | +52% | +$2.52M |
| D | 2022-08-17 | 2022-08-15 | BDX | Polen Thomas E Jr | COB, CEO, Pres, Dir | S - Sale+OE | $265.13 | -9,500 | 28.9K | -25% | -$2.52M |
| D | 2022-08-17 | 2022-08-15 | BDX | Polen Thomas E Jr | COB, CEO, Pres, Dir | D - Sale to Iss | $265.13 | -5,500 | 38.4K | -13% | -$1.46M |
| D | 2022-08-17 | 2022-08-15 | BDX | Polen Thomas E Jr | COB, CEO, Pres, Dir | M - OptEx | $0.00 | -15.0K | 15.2K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-15 | M | A | 15,000 | $167.91 | 43,878 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-15 | S | D | 9,500 | $265.13 | 28,878 | D | — | — | (F1) The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $263.79 through $265.64. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on May 12, 2022. (F2) Direct holdings reflect adjustments made in connection with the spin-off of Embecta Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person. |
| 3 | Common | Common Stock | 2022-08-15 | D | D | 5,500 | $265.13 | 38,378 | D | — | — | |
| 4 | Derivative | Stock Appreciation Rights | 2022-08-15 | M | D | 15,000 | $0.00 | 15,184 | D | $167.91 · 2017-11-26 to 2026-11-26 | 15,000 Common Stock | (F3) Award terms reflect adjustments made in connection with the spin-off of Embecta Corp. (F4) The stock appreciation rights vest in four annual installments beginning November 26, 2017. |