Form 4 for HUM Humana
Accepted 2022-09-06 00:00:00 ET · period of report 2022-09-01 · accession 0001062993-22-019192 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-06 | 2022-09-01 | HUM | Schick Susan D. | Seg Pres. Grp, Military Bus | M - OptEx | $0.00 | +144 | 1,495 | +11% | $0 |
| D | 2022-09-06 | 2022-09-01 | HUM | Schick Susan D. | Seg Pres. Grp, Military Bus | F - Tax | $484.12 | -45 | 1,450 | -3% | -$21.8K |
| D | 2022-09-06 | 2022-09-01 | HUM | Schick Susan D. | Seg Pres. Grp, Military Bus | M - OptEx | $0.00 | -144 | 290 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2022-09-01 | M | A | 144 | $0.00 | 1,495 | D | — | — | |
| 2 | Common | Humana Common | 2022-09-01 | F | D | 45 | $484.12 | 1,450 | D | — | — | (F9) Disposition represents shares withheld for taxes on the vesting. No open market sale or value received in return. |
| 3 | Derivative | Restricted Stock Units | 2022-09-01 | M | D | 144 | $0.00 | 290 | D | — · — to — | 144 Humana Common | (F3) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F7) Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24. |