Form 4 for DC Dakota Gold Corp.
Accepted 2022-09-07 00:00:00 ET · period of report 2022-09-02 · accession 0001062993-22-019318 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-07 | 2022-09-02 | DC | ABERLE GERALD MICHAEL | COO, Dir | A - Grant | $0.00 | +29.1K | 4.21M | +0.7% | $0 |
| DM | 2022-09-07 | 2022-09-02 | DC | ABERLE GERALD MICHAEL | COO, Dir | A - Grant | $0.00 | +151.5K | 29.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-02 | A | A | 29,070 | $0.00 | 4,211,806 | D | — | — | (F1) Represents restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of Dakota Gold Corp. common stock. The RSUs are scheduled to vest in three equal tranches on May 11, 2023, May 11, 2024 and May 11, 2025. |
| 2 | Derivative | Stock Options | 2022-09-02 | A | A | 122,227 | $0.00 | 122,227 | D | $3.01 · — to 2022-09-02 | 122,227 Common Stock | (F2) The options are scheduled to vest in three equal tranches on May 11, 2023, May 11, 2024 and May 11, 2025. |
| 3 | Derivative | Performance Share Units | 2022-09-02 | A | A | 29,255 | $0.00 | 29,255 | D | — · — to — | 29,255 Common Stock | (F3) Each performance share unit ("PSU") represents a contingent right to receive one share of Dakota Gold Corp. common stock, which can vest between 50% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. The PSUs are scheduled to vest in three equal tranches on May 11, 2023, May 11, 2024 and May 11, 2025. |