Form 4 for GERN GERON CORP
Accepted 2022-09-14 00:00:00 ET · period of report 2022-09-12 · accession 0001062993-22-019555 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-14 | 2022-09-12 | GERN | GRETHLEIN ANDREW J | EVP, COO | M - OptEx | $1.70 | +234.7K | 234.7K | New | +$399.0K |
| DM | 2022-09-14 | 2022-09-12 | GERN | GRETHLEIN ANDREW J | EVP, COO | M - OptEx | $0.00 | -234.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-12 | M | A | 2,000 | $1.70 | 2,000 | D | — | — | (F1) The Reporting Person has elected to exercise and hold the shares at this time. |
| 2 | Common | Common Stock | 2022-09-12 | M | A | 232,719 | $1.70 | 234,719 | D | — | — | (F1) The Reporting Person has elected to exercise and hold the shares at this time. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2022-09-12 | M | D | 2,000 | $0.00 | 65,281 | D | $1.70 · — to 2022-09-19 | 2,000 Common Stock | (F2) The options were fully vested. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-09-12 | M | D | 232,719 | $0.00 | 0 | D | $1.70 · — to 2022-09-19 | 232,719 Common Stock | (F2) The options were fully vested. |